Many club players don't understand how you can gain an advantage while exchanging pieces of the same sort. After all, both armies are a piece down, so how could the positional equilibrium possibly be disrupted?
But imagine a non-chess situation. There are two villains who want to kill each other. Both are armed with a pistol, but only one wears a bullet proof vest. Who has got an advantage in this fight? Surely the one with a vest. But wait! Imagine that both villains put away their pistols. Who has the advantage in a fist fight now? It is no longer clear who is the favourite. The guy without a vest can move freely, so perhaps he will have the upper hand.
Both villains have "exchanged" (=removed) the same kind of weapon. And still, the chances of victory have changed significantly. And similarly, exchanges in chess have the potential to change the evaluation of position.
In this article, we will cover exchanges of heavy pieces. Why? I feel that in games of club players, these exchanges are made even more thoughtlessly and intuitively than the exchanges of bishops or knights. Therefore, it makes sense to cover them first.
***
The first example is simple and obvious:
Carlsen-Giri, Blitz World Championship, Sankt Petersburg 2018, White to move:
If you had White, would you allow the exchange of queens? Well, why not? They both seem to be approximately similarly active. But hang on! It is the position of kings, not the queens, that must be evaluated when contemplating the exchange of the strongest pieces on board.
The queen is a brilliant attacker, but a poor defender. It is far too valuable to effectively defend other pieces. It can be compared to a bicycle lock made of gold. No golden lock would prevent your bike from being stolen. Quite the opposite: the thieves would steal your bicycle far quicker – and the lock as well.
Giri's king is much weaker than Carlsen's. And Giri's queen will not be able to defend it. Quite the opposite: the tempi White will gain attacking the queen will only enhance his mating attack against the king.
Therefore the World Champion did not hesitate for long and simply avoided the exchange with 18.Qf4! and mated the black king a few moves later.
The complete game
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1.c4 e5 2.Nc3 Nf6 3.Nf3 Nc6 4.e4!? Bc5 5.Nxe5 Nxe5 6.d4 Bb4 7.dxe5 Nxe4 8.Qf3!? 8.Qd4 8...Nxc3 9.bxc3 Be7 10.Qg3! g6 10...0-0 11.Bh6 g6 12.h4! 11.Bh6 d6 12.Be2 Be6 13.Rd1 Qd7 14.exd6 cxd6 15.0-0 0-0-0 16.Be3 Qa4 17.Qf3 Qc6 18.Qf4 b6 19.a4! Rd7 19...Qxa4 20.Ra1 Qd7 21.c5!+- 20.a5 bxa5 21.Rb1 Rc7 22.c5 dxc5 23.Bf3?! 23.Bb5! 23...Qd6? 23...g5! 24.Bxc6 gxf4 25.Bxf4 Rxc6 26.Rb8+ Kd7 27.Rxh8 Rb6! 28.Ra8 Rb7! 24.Qe4 Rd8 24...Rd8 25.Rb8+! Kd7 25...Kxb8 26.Qa8# 26.Qa4++- 1–0
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Carlsen,M | 2835 | Giri,A | 2783 | 1–0 | 2018 | A28 | Wch Blitz | 13 |
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Let our authors show you how Carlsen tailored his openings to be able to outplay his opponents strategically in the middlegame or to obtain an enduring advantage into the endgame.
***
Apart from checking the safety of the king, you should always note what material will remain on the board after the intended exchange. Some pieces cooperate better than others. I call the ones that cooperate best "soulmates". There are three most common soulmates: the bishop pair, queen+knight and rook+bishop.
Let us see how Boris Gelfand forgot about "soulmates" in the following example:
Gelfand-Carlsen, Candidates Tournament 2013, White to move:
The Israeli GM played the seemingly active 25.Qd6?!, but after 25…Nf8 26.g3 Rc8 27.Rxc8 Qxc8 it was Black who was left with the better combination of pieces. Carlsen's Q+N proved to be stronger than Q+B and Black won a fine game.
Instead of 25.Qd6, much stronger was 25.Qf3!. After 25…Qxf3 26.gxf3 White's pawn structure might seem corrupted, but more importantly his rook will get to the seventh rank, and the R+B combination might become stronger than Black's R+N. (Most importantly, the black knight can't easily get to d5.)
The complete game
1.e4 | 1,165,570 | 54% | 2421 | --- |
1.d4 | 946,474 | 55% | 2434 | --- |
1.Nf3 | 281,312 | 56% | 2441 | --- |
1.c4 | 181,937 | 56% | 2442 | --- |
1.g3 | 19,688 | 56% | 2427 | --- |
1.b3 | 14,236 | 54% | 2427 | --- |
1.f4 | 5,886 | 48% | 2377 | --- |
1.Nc3 | 3,796 | 51% | 2384 | --- |
1.b4 | 1,753 | 48% | 2380 | --- |
1.a3 | 1,197 | 54% | 2403 | --- |
1.e3 | 1,068 | 48% | 2408 | --- |
1.d3 | 948 | 50% | 2378 | --- |
1.g4 | 662 | 46% | 2361 | --- |
1.h4 | 446 | 53% | 2374 | --- |
1.c3 | 426 | 51% | 2425 | --- |
1.h3 | 279 | 56% | 2416 | --- |
1.a4 | 108 | 60% | 2468 | --- |
1.f3 | 91 | 47% | 2431 | --- |
1.Nh3 | 89 | 66% | 2508 | --- |
1.Na3 | 42 | 62% | 2482 | --- |
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1.d4 Nf6 2.c4 e6 3.Nf3 d5 4.Nc3 Nbd7 5.Bg5 c6 6.e3 Qa5 7.cxd5 7.Nd2 Bb4 8.Qc2 0-0 9.Be2 c5 7...Nxd5 7...exd5 8.Rc1 8.Qd2 Bb4 9.Rc1 h6 10.Bh4 b6 11.a3 Bxc3 12.bxc3 c5 13.c4 Qxd2+ 14.Nxd2 Ne7 15.f3 Ba6 16.Be2 cxd4 17.exd4 Rc8 18.0-0 Nf5 19.Bf2 0-0 20.Rfd1 Rfd8 21.g4 Ne7= 8...Nxc3 9.bxc3 Ba3 9...Qxa2 10.Bd3 Bd6 11.0-0 Qa5 11...0-0? 12.Ra1 Qb2 13.Bxh7+! Kxh7 14.Qd3+ Kg8 15.Rfb1+- 12.c4 10.Rc2 b6 11.Bd3 Ba6 12.0-0 Bxd3 13.Qxd3 0-0 13...h6 14.Bh4 0-0 15.c4 Rfe8 16.e4 16.Rd1!? 16...e5 17.d5 Nc5 18.Qe2 Qa4= 14.e4 14.c4 h6 15.Bf4 15.Bh4 Rfe8 16.Rd1 15...Rad8 16.Rb1 Rfe8 17.Bc7 17.c5? e5 17...Rc8 18.Bg3 Rcd8 19.c5! Nxc5 20.Qc3 Ne4 21.Qxa5 bxa5 22.Rxc6 14...Rfe8 15.e5?! 15.c4?! e5 16.d5 Nc5 15.Bf4 15...h6 16.Bh4 c5 17.Nd2 cxd4 18.cxd4 Rac8! 19.Nc4 Qb5 19...Qa6?? 20.Qxa3+- 20.f4 Rc7 21.Qxa3 21.f5 Rec8 22.fxe6 fxe6 23.Qxa3 Rxc4 24.Rxc4 Qxc4 21...Rxc4 22.Rxc4 Qxc4 23.Bf2 Qc7 24.Rc1 Qb7 25.Qd6 25.Qf3!? Qxf3 26.gxf3 Nf8 27.Rc7 Ng6 28.f5 exf5 29.Rxa7 25...Nf8 26.g3 26.Qc7 Qa6 26...Rc8 27.Rxc8 Qxc8 28.d5 exd5 29.Qxd5 g6 30.Kg2 Ne6 31.Qf3 Kg7 32.a3 h5 33.h4! Qc2 34.Qb7 Qa4 35.Qf3 b5 36.f5 gxf5 37.Qxf5 Qxa3 38.Qxh5 a5 39.Qg4+ Kf8 40.h5? 40.Qh5 Qc3 41.Qh8+ Ke7 42.Qf6+ Ke8 43.Qh8+ Kd7 44.Qf6 Qc6+ 45.Kg1 Nd8 46.e6+! Qxe6 47.Qg5 40...Qc1! 41.Qe4 b4 42.Be3 Qc7 42...Qc8 43.h6 b3-+ 43.Qa8+ Kg7 44.h6+ Kh7 45.Qe4+ Kg8 46.Qa8+ Qd8 47.Qxd8+ 47.Qf3 Qd3 48.Qg4+ Kh7 47...Nxd8 48.Kf3 a4 49.Ke4 Nc6 50.Bc1 Na5! 51.Bd2 b3 52.Kd3 Nc4! 53.Bc3 a3 54.g4 Kh7 55.g5 Kg6 56.Bd4 b2 57.Kc2 Nd2 0–1
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Gelfand,B | 2740 | Carlsen,M | 2872 | 0–1 | 2013 | D52 | Candidates Tournament | 3 |
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In the following position, Mamedyarov was asking himself what to exchange. Should he exchange one pair of rooks, both pairs of rooks or no rooks at all? What would be your choice?
Mamedyarov-Gelfand, FIDE GP, Baku 2014, White to move:
White enjoys a space advantage. That suggests he should keep as many pieces on the board as possible. Also, Black has a weakness on d6. Imagine all heavy pieces disappeared from the board. In such a situation Black would have gained an additional defensive piece in his army: his king. (The d6-pawn can be comfortably defended by the black king, but it is impossible to directly attack it with the white king.)
On the other hand, the black rooks are fairly active on the only open file. If Mamedyarov wants to avoid any exchanges, he needs to abandon the e-file altogether, and that would yield Gelfand considerable counterplay (e. g. …Nf6-e4 might be strong).
Therefore, White goes for a compromise. He exchanges one pair of rooks to tame Black's counterplay but keeps the other pair on the board to have active chances on both wings.
Let us look at the position that arose five moves later. White's rook is much more effective:
Mamedyarov-Gelfand, FIDE GP, Baku 2014, Black to move:
The complete game
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1.d4 Nf6 2.c4 g6 3.Nf3 Bg7 4.e3 4.Nc3 0-0 5.e4 d6 6.Be2 c5 7.d5 e6 8.0-0 exd5 9.exd5 Re8 10.h3 Na6 11.Bg5 h6 12.Be3 Bf5 13.Qd2 Kh7 14.Bd3 Qd7 15.Rfe1 Be4 16.Nxe4 Nxe4 17.Bxe4 Rxe4 18.Qc2 Rae8 4...0-0 5.Be2 c5 5...d5 6.cxd5 Nxd5 7.e4 Nb6 8.0-0 Bg4 9.Nbd2 Nc6 10.d5 Nb8 11.a4 c6 12.a5 N6d7 13.h3 Bxf3 14.Nxf3 Nf6 15.Qb3 Qc8 16.Bg5 16.dxc6!? Nxc6 17.Ra4 16...Nxe4 17.Bxe7 Re8 18.d6 Nxd6 19.Bxd6 Rxe2 20.Ng5 Qd7? 20...Qe8 21.Qxb7 Nd7 21.Rae1+- 5...d6 6.Nc3 Nbd7 7.0-0 e5 8.Qc2 Re8 9.Rd1 e4 10.Nd2 Qe7 11.b4 Nf8 12.Bb2 h5 13.Rac1 Bf5 14.Nb3 N8h7 15.d5∞ 6.d5 d6 7.0-0 e6 8.Nc3 Re8!? 8...exd5 9.cxd5 9.e4 9.Nd2 Na6 10.dxe6 Bxe6 11.e4 Nb4 12.Nb3 Nc6 13.Bf4 Nd4= 9.Re1 9...exd5 10.exd5 Bf5 10...Ne4 11.Nxe4 Rxe4 12.Bd3 Re8 13.Bg5 Qb6 14.Re1 Bd7 15.Nd2 f5 16.Nf3 Na6 17.Be7 Nb4 18.Bg5 Na6 19.Be7 Nb4 20.Bg5 Na6 21.Be7 Nb4 10...Na6 11.Be3 11.Bf4 Ne4 11.h3 Bf5 12.Bd3 Qd7 11.Bg5 h6 11...Nc7 11...Bf5!? 12.Bd3 Qd7 12.a4?! Na6 13.Qd2 Nb4 11.Bd3N 11.Nh4 Bd7 12.Nf3 Na6 13.Bd3 Rb8 14.Bf4 Qb6 15.Qd2 Nh5 11...Bxd3 11...Qd7 12.Bf4 Bxd3 13.Qxd3 Na6 14.Rfe1 12.Qxd3 Nbd7 13.Bf4 Qb6 14.b3 a6?! 14...Ng4!? 15.Rae1 Rxe1 16.Rxe1 Nge5 17.Nxe5 Nxe5 18.Qd2 f5!? 19.Bh6 19.Bg5 Nf7 19...Bxh6 20.Qxh6 Qa5 21.Qd2 f4! 15.h3! 15.Rae1 Nh5 16.Bd2 Ne5 17.Nxe5 Bxe5 15...Re7 16.Rae1 Rae8 17.Rxe7! Rxe7 18.g4 Qc7 19.Kg2 Qb8 19...h5 20.g5 Ne8 21.a4 Ne5 22.Nxe5 Bxe5 23.Bxe5 Rxe5 24.f4 Re7 25.f5! 25.Ne4 Ng7 26.Nf6+ Kf8 27.f5!? Nxf5 28.Rxf5 gxf5 29.Qxf5 25...Re5 26.Ne4 20.a3! Re8 21.b4 Bf8 22.Rb1 Qd8 23.b5! a5 24.Bh2 Nb6 25.g5!? Nh5 26.Ne4 h6? 26...Nc8!? 27.gxh6‼ Nf6? 27...f5 28.h7+ Kxh7 29.Neg5+ Kg8 30.Ne6± 27...Nc8 28.Qe3 f5 29.h7+! Kh8 30.Neg5! Rxe3 31.Nf7+ Kxh7 32.Nxd8 Re7 33.Ng5+ Kg8 34.Nge6± 28.Nfg5 Bxh6 28...Nc8 29.Nxf7! Kxf7 30.Ng5+ Ke7 30...Kg8 31.Qxg6+ Kh8 32.Nf7# 31.Qxg6 Kd7 32.h7 28...Nh7 29.Qc3 Na4 30.Qa1+- 29.Nxf6+ 29.Nxf7!? Kxf7 30.Nxd6+ Kg7 31.Nxe8+ Qxe8 32.Rb2+- 29...Qxf6 30.Ne4 Qf5 31.Re1+- Nd7 32.Bxd6 Bg7 33.Re2 Bd4 34.Bc7 a4 35.b6 Kg7 36.Qf3 Bb2 37.Bf4 37.Bf4 Be5 37...Re7 38.Ng3 Qf6 39.Qg4 Kf8 40.Bg5+- 38.Ng3 Qf6 39.Qg4 Qd8 40.Nf5+ Kh7 41.Nh6 Kg7 41...Rf8 42.Nxf7 Rxf7 43.Bxe5 42.Bxe5+ Nxe5 43.Qf4+- 1–0
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Mamedyarov,S | 2764 | Gelfand,B | 2748 | 1–0 | 2014 | E60 | Baku FIDE GP | 9 |
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A single rook on an open file might be useless once all entry squares are safely covered. Such a rook might be used more effectively as an aid to a pawn-break. That was the case in the following position:
Carlsen-Kramnik, Leuven 2017 (rapid), White to move:
White is not going to win the fight for the c-file, as Black controls all the important squares. The only thing that might happen on this file is a rook swap. Carlsen therefore voluntarily abandoned the open file and played 23.Rf1!, keeping the rooks on board and preparing f4-f5.
The complete game
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1.f4!? d5 2.Nf3 Nf6!? 3.g3 e6!? 4.Bg2 Be7 5.0-0 b5!? 6.d3 Bb7 7.Qe1?! c5 8.c3 0-0 9.a4 b4 10.cxb4 cxb4 11.Kh1 Nc6 12.Be3 Nd7 13.Nbd2 Bf6 14.Rb1 Re8?! 15.Nb3 a5 16.g4 g6 17.Qf2 Bg7 18.Nbd4 Nxd4 19.Bxd4 Rc8 20.Rbc1 Bxd4 21.Nxd4 Rxc1 22.Rxc1 Qb6 23.Rf1! f6?! 23...Rc8 24.f5 24.h4!? 24...gxf5 25.gxf5 25.Bh3!? 25...e5 26.f6 Qxd4 27.Qf5 Rd8 28.Qg5+ Kf8 29.Bh3 Ke8 29...Qe3!? 30.Be6 Nf8! 31.Bxf7+ Kd7! 24.h4!? Rf8 25.Kg1! e5 25...Rc8 26.g5 26.Nb3! Qxf2+? 26...Ba8! 27.Rc1 e4 27.Kxf2 exf4 28.Nxa5 Ba8 29.Rc1 Ne5 30.Bf3! d4 31.Nc4 31.Nc6!? Bxc6 32.Bxc6 Nxg4+ 33.Kf3 Ne5+ 34.Kxf4 31...Bxf3 32.Nxe5 Bxe2 33.Nd7 Rf7 34.Nxf6+ Rxf6 35.Kxe2 Re6+ 36.Kf2 Kf7 37.a5 g5 38.hxg5 Kg6 39.Rc5 f3 40.Kxf3 Re3+ 41.Kf4 Rxd3 42.a6 Rd1 43.Ra5 d3 44.Ke3 1–0
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Carlsen,M | 2832 | Kramnik,V | 2808 | 1–0 | 2017 | A03 | Leuven GCT rapid | 5 |
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In the last example, let us focus again on the safety of the kings. In the following position, Black is a pawn up. But how should he bring the point home?
De Firmian-Salov, New York 1996, Black to move:
Salov played 34…Rd8. After all, what could be more natural than putting the rook on an open file? However, after 35.Rd2 Rxd2 36.Bxd2 the white queen remained in its active position, disturbing both Black's king and his queenside.
Please, note: to expel the enemy queen from an active position, your queen needs a back-up. And when you have two or more heavy pieces, they can help each other. Therefore, Salov should have ignored the open file and should have prepared Qe6-c6 instead. After 34…Kf7! 35.Bd2 Qc6 White has a difficult choice: decentralizing his queen or exchanging it. In both cases Black is clearly winning.
The complete game
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1.e4 c5 2.Nf3 Nc6 3.Nc3 d6 4.d4 cxd4 5.Nxd4 Nf6 6.Bc4 e6 7.Be3 a6 8.Bb3 Qc7 9.0-0 Na5 10.f4 b5 11.f5 e5 12.Nde2 Bb7 13.Nd5 Nxd5 14.Bxd5 Nc4 15.Bc1 Qc5+ 16.Kh1 Bxd5 17.exd5 Nb6 18.Nc3 Be7 18...b4?! 19.Ne4 Qxd5 20.Qf3 19.Ne4?! 19.Qf3 19...Qxd5 20.Qf3 20.Qxd5 Nxd5 21.Rd1 Nb4 22.c3 d5 23.cxb4 23.Ng3 Nc2 24.Rb1 Rd8 23...dxe4 20...Rc8 21.Be3 Nd7! 21...Rc4!? 22.f6 gxf6 22...Qxe4? 23.fxg7+- 23.Nxf6+ Bxf6 24.Qxf6 Rg8 25.Bg5 Kd7∞ 22.Rad1 Qc6 23.Rd3 d5-+ 24.Rc3 Qb7 25.f6 Nxf6 26.Nxf6+ Bxf6 27.Rxc8+ Qxc8 28.Qxd5 0-0 29.Qe4 Qe6 30.b3 Rc8 31.Rf2 Be7 32.Kg1 f6 33.Kf1 g6 34.Qb7 Rd8? 34...Kf7 35.Rd2! Rxd2 36.Bxd2 h5 37.h3 g5 38.Be3 g4 39.hxg4 hxg4 40.Bb6 g3? 41.Ke2 f5 42.Bc7 Bf6 43.Qf3 Kf7 44.Ba5 f4 45.Qe4 Kg7 46.c4 bxc4 47.bxc4 Qg4+ 48.Kd2 Qd7+ 49.Ke2 Qa4 50.Bd2 Qxa2 51.c5 Qb2 52.c6 Bd8 53.Kd1 Qb5 54.Bc3 Bc7 55.Kc2 Qc5 56.Kb3 a5 57.Qf3 Kf8 58.Qe4 Kg7 59.Qf3 Kh6 60.Qe4 Kg5 61.Bd2 Qd6 62.Qc4 Qxd2 63.Qg8+ Kf6 64.Qf8+ Ke6 65.Qc8+ Kd5 66.Qxc7 Qb4+ 67.Kc2 Qc4+ 68.Kb2 Qb5+ 69.Ka2 Qxc6 70.Qd8+ Ke4 71.Qe7 Qa4+ 0–1 - Start an analysis engine:
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De Firmian,N | 2595 | Salov,V | 2670 | 0–1 | 1996 | B88 | New York CITS | 9 |
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The Winning Academy (1): Creating Imbalances