Workshop: The Engines and Caruana's Queen Sacrifice

by ChessBase
12/22/2016 – Caruana's positional queen sacrifice in his game against Hikaru Nakamura at the London Chess Classic fascinated the public particularly. But are modern engines able to evaluate such a queen sacrifice and its consequences correctly? Arno Nickel grandmaster of correspondence chess took a close look at the critical phase of that game.

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By Arno Nickel

Some remarks about the game Caruana-Nakamura from the perspective of a correspondence player with a certain amount of experience of analysing with engines.

In the Najdorf Sicilian new attempts in an early stage of the game are made again and again but this basically only proves the viability of the system.

Fabiano Caruana and Hikaru Nakamura at the London Chess Classic (Photo: Lennart Ootes)


If the whole line with 13...g5 should turn out to be dubious, many players will probably try 13...Bb7 which does not abandon the idea g7-g5 but postpones it, e.g. 14.Bg2 Rc8 15. Kb1 g5 16. Qh3 Nh7. The online database only shows four correspondence games with this line but all these games are relatively recent and they all ended with a draw.

 
Position before 14.Bg2. The diagram is interactive. You can enter moves and afterwards navigate with the arrows.


But I think Black also has good chances to equalize in the line 13...g5 14.h4 gxf4 15.Be2 and now (instead of Nakamura's 15...b4?! and instead of Vachier-Lagrave's 15...Rg8) 15...Ne5, if you follow the variation indicated by Vachier-Lagrave (quoted according to Michal Krasenkow on ChessBase) and correct it slightly on move 21 - again according to correspondence material provided by the Live-Database:

 
Position before 16...Ne5. The diagram is interactive. You can enter moves and afterwards navigate with the arrows.

 

16.Qxf4 Nexg4 17.Bxg4 e5 18.Nd5 Nxd5 19.Qf3 Bxg4 20.Qxg4 Nf6 21.Qf3 and now (instead of 21...exd4?) 21...Rc8.

The resulting position with 21...Rc8 might not be to everyone's taste with Black but the engines agree - even at greater search depths (e.g. Stockfish 8 at depth 35) that the position offers equal chances. I don't know whether anyone analyzed this deeply but apart from two correspondence games from 2013 and 2014, which both ended in a draw there are no games in the online database.

However, wenn comparing tournament chess and correspondence chess one has to be aware of some fundamental differences in the analytical approach:

1.) The tournament player neither can nor wants to memorize lengthy lines but usually tries to find a repertoire that avoids such lines and that first of all suits his understanding, his preferences and his playing style. The correspondence player does not need to remember lengthy and complicated lines but he has to know what he is doing when allowing or heading for openings with a lot of lines. He also would like to rely on his positional understanding but he always has to remain very self-critical and he always has to be ready to change plans if sober analysis requires this.

2.) The tournament player has good reasons to play for a win with Black - of course, depending on the opponent and the concrete situation. In fact, I suppose that Nakamura had hoped for or thought he might get winning chances after 15...b4. But this is a luxury the correspondence chess player can only very rarely not afford in the age of engines and computers. He principally has to assume that the opponent does not make mistakes. White might allow himself slight inaccuracies but before Black gets real winning chances White must make serious errors. However, one unexpected blunder is enough - after that it's only a matter of execution even if this lasts for 30 or 50 moves.

3.) In critical positions or in crucial situations the correspondence player has to squeeze out as much as possible from his computer. This is less letting the computer stupidly calculate ever more deeply (people like to say "over night) but working through variation trees. Because he cannot analyze each and every line he has to - a bit similar to scientific research - devise appropriate work plans for critical positions, which will later allow him to make the right decisions. A lot of moves might require only little time for analysis but individual moves (key moves) often require weeks.

As a result the correspondence chess player today uses and maintains the computer - if I may dare this comparison - like a Formula 1 racing car whereas the tournament player most of the time uses it only like a Volkswagen Rabbit to just get from A to B. Therefore one has to take computer-based statements of tournament players about their games with a certain care.

The assault gave Hikaru Nakamura something to think about. Particularly after 21.Nf5 - (Photo: Lennart Ootes)

I would like to give an example from the commentary by grandmaster Michal Krasenkow (which you can play through at the end of the article), whom I, despite my peripheral criticism, value highly, and I do indeed remember well that I once lost a drawish rook endgame in a freestyle game against the Rybka team which he had guided because I succumbed in time-trouble to the insinuations of the machine (they still have problems in rook endings; though less than humans).

Now Krasenkow writes about Caruana's wonderful move 21.Nf5 as point of the queen sacrifice that went before: "I must say that such 'real' queen sacrifices are an Achilles' heel of analytic engines. They almost always evaluate positions with, say, two minor pieces for a queen in favour of the strongest piece, while in reality, in human play, there may be a more than sufficient compensation for the material."

A couple of years ago I might have subscribed to this judgement but as far as the top engines of today are concerned it is no longer valid and has to be seen as dated. First of all, all engines rather evaluate the position when the queen sacrifice was played as slightly better for White. And as far as the real point - 21. Nf5 - is concerned it is not really necessary that the engines immediately realize that this is a winning move.

21. Nf5 - as played in Caruana-Nakamura  - in the Live-book since April 2016

Even the engines which at first prefer 21.Nc6 (with a slight plus for White) do not at all dismiss 21.Nf5 as much worse. This becomes apparent if you enter the move or if you let the computer indicate several main lines. This clearly shows that it only takes some computing time until all engines see this as a winning line; that is the engine are indeed able - and well able - to see if one side has positional compensation for a piece. Some see sooner some see later that it is more than just compensation. I don't know if Caruana found the move over the board. It is possible because the situation looks rather gloomy after this cheeky knight move which – in regard to the square f5 - often appears in the Najdorf. However, it is also quite possible that he had come across this idea (positional queen sacrifice on f6 with continuous pressure) at home, maybe in a slighly different position without b5-b4.

 
Position before 15...Ne5 (without 15...b5-b4). The diagram is interactive. You can enter moves and afterwards navigate with the arrows.

 

20.Nf5 in the Live-Book (without b5-b4): known since April 2016

However, after Caruana's queen sacrifice the question arises if it also works in the line with 15...Ne5 and now 16.Qxf4 Nexg4 17.Nxg4 e5 - instead of 18.Nd5 (Krasenkow/Vachier-Lagrave) - 18. Dxf6(!?) and after 18...Bxf6 19. Nd5 Qd8 again 20. Nf5! (in the Live-Book since April 2016) and now the only but maybe crucial difference to the position in the game is that Black has not played ...b4 yet and that his pawn structure on the queenside is therefore still fairly intact. Someone will definitely try this soon (may the “force” - incorporated by the engines - be with him or her), at the latest in a correspondence game and this will open another page in the endless chapter about the Najdorf.

Apart from the engines, for me as correspondence player the online-database is the most important tool to get an orientation in the opening, much more so because I tend to be somewhat lazy here. But if you read and interpret the move statistics (left) in the online database correctly you can quickly get fantastic insights into past and current opening trends and their chances and risks. You create your own individual tree by merging the games you consider important though I here prefer to keep a certain clarity. If this clarity is no longer guaranteed I split the material into a number of files or trees. But it is important to evaluate the games that make up the tree and to understand why they ended the way they did.

Let's Check (available online if the engine is activated) gives you a good idea of current evaluation trends because it bundles important information:

The evaluations of three independent engines or at least analyses (sometimes an engine appears twice). They often indicate very deep calculations which save the user calculation time if he is only interested in a first check. Because only three half-moves are shown this is indeed only a quick check. The date indicates topicality. Of course, in a lot of cases you have to keep in mind that a different move than the one favored by the engines can be "good" or "better", particularly in positions in which nothing seems to happen or that are still undeveloped. And searching with the Let’s Check method is also influenced by certain trends.

I only rarely use the Live-Book because it hardly ever gives new useful hints apart from the material that has already been established. The prompt that a move appears there which does not appear in the online database and in Let's Check, will make me wonder whether the move is any good or useful. The evaluations in the Live-Book are often inconsistent if you go deeper into the lines. It is also often hard to comprehend why one move should be better than another. The games on which these evaluations are based are not given. Therefore you never know whether they are any good. Finally, if you really want to know you simply have to analyse the move yourself. 

That is how I see it. The Live-Book is rather useful if you see its function together with Let’s Check. The Live-Book gives you a broader data basis about the way the engines treat the position in question.

Translation: Johannes Fischer

Michal Krasenkow's analysis of the game

 
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Notes by Michal Krasenkow: While the tournament leader, Wesley So, scored another victory against out-of-form Veselin Topalov, two of his chasers, said to be the most probable challengers for the world title in 2018, clashed in a principled battle. 1.e4 c5 2.Nf3 d6 3.d4 cxd4 4.Nxd4 Nf6 5.Nc3 a6 Nakamura played the Najdorf System against Caruana in their latest resultive classic game (US Championship, Saint Louis, April 2016)... and lost! Since then Fabiano and Hikaru only met in rapid (or semi-rapid, as in the "Champions Showdown" last month) and blitz events, and Nakamura always replied 1...e5 to 1.e4. Does he think that the Najdorf is a "more serious" opening than 1...e5 : -)? 6.Bg5 This "main" move is a rare guest in Caruana's practice. He plays various systems against the Najdorf but lately his main weapon was the English Attack, starting with 6.f3 (that's what he played against Nakamura in Saint Louis). However, it looks like Hikaru was not surprised. e6 7.f4 h6 Apparently, Nakamura had never played this line before the present game. However, Caruana didn't miss it when preparing to play 6.Bg5. 8.Bh4 Qb6 This aggressive continuation is probably more popular on move 7 but it is by no means new in this position, too. 9.a3 One of the main theoretical moves. White indirectly protects his b2 pawn and prepares to oust Black's queen by means of Bh4-f2. 9.Qd2 , sacrificing the b2 pawn, is the main alternative. 9...Be7 Of course, 9...Qxb2?? loses the queen due to 10.Na4 9...Nbd7 9...Nc6 and even 9...Bd7 are the other moves frequently seen in practice. 10.Bf2 Qc7 11.Qf3 Nbd7 12.0-0-0 b5 13.g4 Both sides have made typical attacking knight pawn moves; however, their impet is slowed down by the rook pawns, which have already moved to a3 and h6... g5 ...and besides, Black has a possibility to strike a sudden counterblow, with an obvious idea to gain the e5 square for his knight. 14.h4!? gxf4 15.Be2 This apparently strange sequence of moves was seen for the first time in a correspondence game and later, at the super-GM level, in Giri - Vachier-Lagrave (Stavanger 2016). White creates the g4-g5 threat and protects the g4 pawn in case of ...Nd7-e5 Qf3xf4. b4!? Played instantly, which means that this move was prepared at home. In his annotations for ChessBase Magazine, Maxime Vachier-Lagrave examines a lot of moves but not this one! However, it was obviously not secret for yesterday's opponents. The French Grandmaster played 15...Rg8 in the above-mentioned game, to which, according to his analysis, White could have sacrificed a pawn: 16.g5! with a powerful attack instead of 16.Rdg1 , played by Anish Giri To understand the idea of 15...b4, we must take a look at the following line: 15...Ne5 16.Qxf4 Nexg4! 17.Bxg4 e5 (looks very strong but White has an adequate riposte) 18.Nd5! Nxd5 19.Qf3 - White avoids serious material losses and keeps a strong attack at Black's uncastled king, e.g. Bxg4 20.Qxg4 Nf6 21.Qf3 exd4 22.Bxd4 regaining the piece since Qd8? is clearly bad due to 23.e5 (Indicated by Vachier-Lagrave). 16.axb4 Ne5 17.Qxf4 Nexg4 18.Bxg4 e5 Now we see the difference. In case of 18...e5 19.Nd5 Nxd5 20.Qf3 Black can simply play Nxb4 . White's d4 knight can't retreat, the only way for him to avoid losing a piece is 21.Be1 a5 22.Bxb4 axb4 , opening the a-file for Black, after which the latter obtains an excellent counterplay. However, White has another option... 19.Qxf6! This queen sacrifice is not difficult, in fact, but what followed next was really amazing. Bxf6 20.Nd5 Qd8 21.Nf5‼ After this move Hikaru fell into a deep thought for the first time in this game! In his analysis he obviously expected 21.Nc6 Bxg4 22.Nxd8 Bxd8 This endgame is unclear, both sides have their merits and drawbacks. Black has more weaknesses but his bishop pair should not be underestimated. Instead, Fabiano renounces restoring the material balance! I must say that such "real" queen sacrifices are an Achilles' heel of analytic engines. They almost always evaluate positions with, say, two minor pieces for a queen in favour of the strongest piece, while in reality, in human play, there may be a more than sufficient compensation for the material. Therefore such positions should be analysed and evaluated "manually", and kudos to Caruana and his team for doing that! 21...Rb8?! Black prevents 22.Bb6 but allows 22.Nxf6+ Qxf6 23.Nxd6+ (or 23.Rxd6), which proves to be fatal for him. He could have parried both threats by just trading White's dangerous knight: 21...Bxf5 22.Bxf5 Rb8 but then the weakness of light squares around his king could have become decisive. Computer engines show equality here, which means that Black's position is almost hopeless :-). White could have played 23.Rd3 with idea Ra3 or Rc3 or simply 23.c4 22.Nxf6+ Qxf6 23.Rxd6?! Alas, White fails to find the strongest but very difficult continuation, which means that either Caruana did not analyse 21...Rb8 at all or forgot his analysis. I bet for the former suggestion since the variations are really amazing and must stock up in one's memory: 23.Nxd6+! Ke7 to 23...Kf8 White has an amazing move 24.Bf5‼ followed by Bf2-c5, and Black's king, "pressed against the ropes", is completely helpless 23...Qxd6 is hopeless due to 24.Rxd6 Bxg4 25.Rxa6 with a decisive material advantage for White 24.Bc5‼ Qf4+ (forced) 24...Bxg4 25.Nb5+ followed by mate on c7 25.Kb1 Qxg4 25...Bxg4 again leads to a mate after 26.Nf5+ 26.Nxc8+ Ke8 26...Kf6 27.Rhf1+ Kg7 28.Rg1+- with decisive material gains for White 27.Nd6+ Kd7 (again the only move) 27...Ke7 28.Nf5+ Ke8 29.Rhg1+- - Black's queen can't retreat in view of Nf5-g7# 28.Nxf7+ Kc7 (other retreats are worse) e.g. 28...Ke6 29.Nxh8 Rxh8 30.Rhf1 with an inevitable deadly check on d6 29.Bd6+ Kb7 (once again, there are no better king moves) 30.Bxb8 Rxb8 31.Nxe5 , and White keeps a rook, knight and three pawns for the queen, which is quite enough to win, since Qxe4?! 32.Nd7 loses an exchange, after which two rooks easily deal with Black's lone queen. 23...Be6 Black is ready to castle. However, his position is still poor. 24.Rhd1 Another way to meet Black's castling was 24.Be3 Rxb4! if 24...0-0 then 25.Nxh6+ Kh8 25...Kg7 26.Rg1 26.Nxf7+! Qxf7 27.Rxe6 , and Black's king is helpless. an attempt to free Black's queen: 24...Qg6 fails to 25.Rxe6+‼ fxe6 26.Bh5! Qxh5 27.Ng7+ 25.Rxa6 0-0 in case of 25...Bxf5 26.Rxf6 Bxg4 27.Bxh6 Rxe4 White keeps an extra pawn and good winning chances 26.Nxh6+ Kh8 27.Bf5! 27.Nxf7+ Qxf7 28.Rxe6 is now premature due to Rxe4 ; White must prepare that blow 27...Qd8 28.Nxf7+! Rxf7 29.Rxe6 Rxf5! (Black must get rid of White's terrifying bishop) 30.Rh6+ 30.exf5 Rg4! is less clear 30...Kg8 31.Rg1+ Kf7 32.Rh7+ Ke6 33.exf5+ Kxf5± Despite an approximate material parity, White has a clear advantage: a passed h4 pawn, and Black's "centralized" king is in danger; still, the outcome of the game is not quite certain. 24...0-0 25.h5! (threatening 26.Bh4) Qg5+ Black didn't bring himself to put his queen to the corner by 25...Rfe8 26.Bh4 Qh8 but that was the most stubborn defense. White should probably continue positionally: 27.Ne3! 27.Ne7+ is not enough due to Rxe7 28.Bxe7 Bxg4 29.Rd8+ Rxd8 30.Rxd8+ Kh7 31.Rxh8+ Kxh8 , and Black should not lose this endgame with opposite-coloured bishops 27...Qg7 28.Rg1 Kf8 29.Rdd1± Black's position is very difficult to defend, of course. 26.Be3 Qf6 Of course, not 26...Qxg4 27.Nxh6+ 27.Nxh6+ Kh8 28.Bf5 Caruana spent some time calculating the blow on f7 but finally prefered a strong positional continuation, making Nxf7+ a more powerful threat. 28.Nxf7+ was possible but Black had the following defense: Rxf7 29.Rxe6 Qh4! 30.Bf5 (threatening 31.Rh6+ since Black will be unable to reply 31...Rh7) Rxf5! (here, too, Black must eliminate this bishop) 31.exf5 31.Rh6+ was a good alternative: Kg8 32.Rg1+ Kf7 33.Rh7+ Ke6 34.exf5+ Kxf5 35.Rf1+ Ke6 36.Rh6+ Kd5 37.Bd2± with a favorable position, similar to the one examined in the 24.Be3 line 31...Qxb4 , and the forced line 32.Rh6+ Kg8 33.Rg1+ Kf7 34.Rh7+ Kf6 35.Rg6+ Kxf5 36.Rf7+ Ke4 37.Rg4+ Kxe3 38.Rxb4 Rxb4 leads to a rook endgame with an extra pawn for White, which, I believe, should be winning for him despite Black's passed e-pawn. But, of course, calculating this line and evaluating the final position is a very difficult task over the board. 28...Qe7? Nakamura succumbs to the pressure. His move doesn't parry the Nxf7+ threat. 28...Rxb4? 29.Nxf7+ Qxf7 30.Rxe6 was obviously hopeless 28...Rbd8 doesn't work due to the simple 29.Rxd8 Rxd8 30.Rxd8+ Qxd8 31.Bxe6 , and White gets a third piece for the queen; Qh4 doesn't help here due to 32.Nxf7+ Kg7 or 32...Kh7 33.Kb1 33.Bh6+! Kh7 34.b3 : Black can't take the e4 pawn in view of the knight fork; well, he can take the h5 pawn but White keeps a decisive material advantage anyway to 28...Qh4 White can reply 29.Rg1! threatening 30.Bg5 29.Nxf7+ Rxf7 30.Rxe6 Rxf5 leads to a position arising after 28.Nxf7+ 29...Qxh5 (what else?) 30.Nxf7+! Rxf7 30...Bxf7 is also hopeless due to 31.Rh6+ Qxh6 32.Bxh6 Rg8 33.Rh1 31.Rxe6 Rg7 32.Rd1 - Black will never survive with such a poor king! 28...Rfe8 was the most stubborn defense. White can continue 29.Rg1 or 29.c3 but not 29.Rxa6? Ra8 , and Black obtains counterplay 29...Rxb4 30.Rxa6 with a huge advantage. 29.b5?! The idea of this move is either to close the b-file or to deflect Black's rook from the 8th rank. However, such "niceties" were excessive! Black prepared to meet 29.Nxf7+ Rxf7 30.Rxe6 with Qxb4 followed by 31.Rh6+ Kg8 32.Rg1+ Rg7 but not 32...Kf8 33.Rh8+ Ke7 34.Rxb8 Qxb8 35.Bc5++- 33.Be6+ Kf8 . Here both players missed the excellent move 34.Bc5+‼ instead of the obvious 34.Rh8+ Ke7 35.Rxg7+ Kd6! 36.Rd7+ Kxe6 37.Rxb8 Qxb8± , which both definitely calculated and concluded that Black could successfully continue resistance 34...Qxc5 35.Rh8+ Ke7 36.Rxg7+ Kd6 37.Rxb8 Qe3+ 37...Kxe6 38.Rb6+! Qxb6 39.Rg6+ - a simple skewer combination 38.Kb1 Qe1+ 39.Ka2 Qa5+ 40.Kb3 Kxe6 (the bishop can be taken now but White simply queens his h-pawn) 41.h6+- 29...Qe8? Here are the lines demonstrating White's idea: 29...axb5 30.Nxf7+ Rxf7 31.Rxe6 , and in case of Qb4 32.Rh6+ Kg8 White can simply play 33.c3 parrying all future threats 29...Rxb5 30.Nxf7+ Rxf7 31.Rxe6 Qb4 32.Rd8+ (the pointe! The invasion of this rook breaks Black's defenses) Rf8 33.Rh6+ Kg7 or 33...Kg8 34.Be6+ Kg7 35.Rd7+ 34.Rd7+ Rf7 35.Rg6+ Kh8 35...Kf8 36.Rd8+ Ke7 37.Bg5+ 36.Rd8+ Rf8 36...Kh7 37.Rc6+ Rxf5 38.Rc7+ and mate 37.Rxf8+ Qxf8 38.Bg5 with an inevitable deadly check on f6 Black could have parried the Nxf7+ threat by means of 29...Rbe8 but with the passed a-pawn after 30.bxa6 , White should win. 30.Nxf7+ Rxf7 31.Rxe6 Qxb5 The same defense as after the immediate 29.Nxf7+ but here Black's queen is placed worse than on b4. 32.Rh6+ BLACK RESIGNED forseeing the following line. Nakamura's opening surprise (15...b4) was met with an excellent counter-surprise (21.Nf5!!). Black's queen was absolutely powerless against White's minor pieces. Of course, the unsafe position of Black's king made the greatest contribution to his defeat. Unfortunately, Caruana didn't find the simplest paths to a win at several occasions but he never let his advantage slip and finally brought it home. Fabiano didn't manage to catch the leader but keeps closely chasing him. Last three rounds of the tournament are going to be exciting! After 32.Rh6+ Kg8 33.Rg1+ Rg7 34.Be6+ Kf8 35.Rh8+ of course, the beautiful 35.Bc5+ wins here, too, but it is unnecessary now 35...Ke7 36.Rxg7+ Kd6 Black is not threatening mate on e1, and ...Qxb2+ will be completely harmless; therefore, White can simply continue 37.Rh6+- with decisive threats. 1–0
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WhiteEloWBlackEloBResYearECOEventRnd
Caruana,F-Nakamura,H-1–02016B96London Chess Classic6

 


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